Job: Paraplanner/Client Services Manager

Paraplanner/Client Services Manager for Financial Planning Firm that utilizes cutting edge techniques not only with their clients but also with their employees!

The purpose of our financial planning firm is to assist clients in the attainment of their financial goals. This is accomplished through a trusting, personal relationship with each client. The Paraplanner’s role is to exceed client expectations regarding planning, moderating, implementing and tracking the accomplishments of their financial goals.

Job Requirements:
• Mandatory to have current FINRA Series 6 or 7 license
• Clean U4
• Acceptable Credit Score with a history of showing the ability to handle personal finances
• Strong working knowledge of the securities industry/regulations
• Strong attention to detail and ability to follow through
• Must take initiative/be self-starter
• Strong organizational skills and Time management skills
• Working knowledge of all qualified plans
• Strong working knowledge of Microsoft Office Suite and CRM
• Experience with Financial Planning software packages
• Meticulous honesty coupled with diplomacy - Can explain financial issues with confidence - Willing to wrap your "service arms" around clients
Typical job duties:
• Use Financial Planning software to effectively enter client data, calculate solutions, creatively explore options and assist in implementation of client’s comprehensive plans
• Utilize a working knowledge of all qualified plans
• Utilizing tracking systems to assure proper implementation of the products
• Preparing files for client’s annual reviews
• Tracking receipts of fees and commissions
• Proper transaction of securities trades using proprietary broker/dealer software
• Keep detailed records of all client communications
• Focus point for all compliance issues within the firm
• Maintain a mutually beneficial relationship with supervisory people, the home office and vendors
• Having input on investments
• Willing to work independently in a 3 person office with minimal supervision
• Comprehensive Plan preparation using Moneytree
• Other projects as assigned